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CM

Curt A. Mussar

ADVANTAGE SECURITIES LLC
CHICAGO, IL 60604
Some features on this profile are disabled
CRD#: 1277334
CM

Professional summary


Curt Allen Mussar, who also goes by Curt A Mussar, is a registered financial professional currently at ADVANTAGE SECURITIES LLC located in Chicago, Illinois.

Curt is registered as a RR (Registered Representative) and started their career in finance in 1987. Curt has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Curt A Mussar

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Curt Allen Mussar's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 26, 2015 - Present

ADVANTAGE SECURITIES LLC

Office #1: 141 West Jackson Boulevard Suite 3900, Chicago, IL 60604
BD
CRD#: 39362
CHICAGO, IL
Past

September 15, 2006 - July 11, 2013

NEWEDGE USA, LLC

BD
CRD#: 36118
CHICAGO, IL
Past

July 26, 2005 - November 17, 2005

REFCO SECURITIES, LLC

BD
CRD#: 14094
NEW YORK, NY
Past

February 23, 2004 - December 9, 2004

MEMPHIS CAPITAL

BD
CRD#: 8564
MEMPHIS, TN
Past

April 15, 1998 - March 7, 2002

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

August 29, 1996 - April 14, 1998

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

March 6, 1996 - June 19, 1996

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

March 25, 1987 - March 4, 1996

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(2/26/2015)

Exams


State Security Law Exam
RR
Series 63
Date: 10/26/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AS
ADVANTAGE SECURITIES LLC
ADVANTAGE SECURITIES LLC | BLACKHAWK FINANCIAL L.L.C.

CRD#: 39362 / SEC#: , 8-48652

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
141 West Jackson Boulevard Suite 3900, Chicago, IL 60604
Mailing Address
141 West Jackson Boulevard Suite 3900, Chicago, IL 60604
Phone number
(312) 800-7000
Established
Illinois since 08/03/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ADVANTAGE FUTURES L.L.C.OWNER
CRANE, MARGUERITE MARYFINOP, PFO2623309
GUINAN, JOSEPH MICHAEL JRCHIEF EXECUTIVE OFFICER, POO1548822
JONES, LISA COURTNEYCHIEF COMPLIANCE OFFICER2084154
WESTBROOK, SARAH MARGARETROSFP4751500

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ADVANTAGE SECURITIES LLC

CRD#: 39362Chicago, IL 60604

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