Benjamin B. Wehling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Bird Wehling, who also goes by Chip Wehling II, Chip Wehling, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 1984. Benjamin had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - July 2, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 19, 2001 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 31, 2001 - July 2, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 27, 1999 - January 26, 2001
BLUE VASE SECURITIES, LLC
May 1, 1995 - November 1, 1999
WEDGEWOOD PARTNERS, INC.
January 3, 1994 - May 3, 1995
ALLSTATE FINANCIAL SERVICES, LLC
December 22, 1993 - January 3, 1994
THE HUNTINGTON INVESTMENT COMPANY
August 12, 1992 - January 5, 1994
MARKETING ONE SECURITIES, INC.
August 6, 1991 - November 12, 1992
ROBERT THOMAS SECURITIES, INC
August 14, 1986 - November 8, 1989
MARKETING ONE SECURITIES, INC.
July 17, 1984 - October 8, 1986
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
