Adrienne J. Lynn
Professional summary
Adrienne Joyce Lynn is a registered financial professional currently at TRANSAMERICA INVESTORS SECURITIES, LLC located in Harrison, New York.
Adrienne is registered as a RR (Registered Representative) and started their career in finance in 1984. Adrienne has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adrienne Joyce Lynn's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2003 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
Office #1: 440 Mamaroneck Avenue, Harrison, NY 10528September 3, 1996 - February 1, 2003
TRANSAMERICA SECURITIES SALES CORPORATION
October 15, 1993 - August 9, 1996
VOYA FINANCIAL PARTNERS, LLC
May 13, 1992 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
April 30, 1991 - January 29, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 30, 1991 - January 29, 1992
EQUITABLE ADVISORS, LLC
March 13, 1990 - May 22, 1991
CITISTREET EQUITIES LLC
October 1, 1985 - April 3, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 1, 1985 - April 3, 1990
EQUITABLE ADVISORS, LLC
November 14, 1984 - December 11, 1985
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 17, 1984 - January 29, 1986
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/1/2003)
(1/7/2016)
Exams
FINRA
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
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