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RS

Ronald G. Stephenson

WILSON PARKER CONNALLY STEPHENSON
Fort Worth, TX 76102-2744
Some features on this profile are disabled
CRD#: 1275757
RS

Professional summary


Ronald Gene Stephenson is a registered financial professional currently at WILSON PARKER CONNALLY STEPHENSON INC located in Fort Worth, Texas.

Ronald is registered as a RR (Registered Representative) and started their career in finance in 1984. Ronald has worked at 4 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ronald Gene Stephenson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 29, 2015 - Present

WILSON PARKER CONNALLY STEPHENSON INC

Office #1: 100 Lexington Street, Suite 150, Fort Worth, TX 76102-2744
BD
CRD#: 16505
Fort Worth, TX
Past

May 29, 1990 - November 23, 2015

WILSON STEPHENSON INCORPORATED

BD
CRD#: 22937
FORT WORTH, TX
Past

March 17, 1987 - May 25, 1990

CAPITAL INVESTMENT MANAGERS, INC.

BD
CRD#: 19183
FORT WORTH, TX
Past

July 26, 1984 - March 6, 1987

DFW CLEARING, INC.

BD
CRD#: 7736

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(11/23/2021)
RR
Nevada
(2/11/2016)
RR
South Carolina
(1/27/2016)
RR
Texas
(8/20/2015)

Exams


State Security Law Exam
RR
Series 63
Date: 7/24/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/25/1987
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


WP
WILSON PARKER CONNALLY STEPHENSON INC
GREENMAN PARKER CONNALLY GREENMAN INC. | WILSON PARKER CONNALLY STEPHENSON INC | GREENMAN PARKER GREENMAN INCORPORATED | GREENMAN PARKER CONNALLY GREENMAN INCORPORATED

CRD#: 16505 / SEC#: , 8-34061

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
100 Lexington Street, Suite 150, Fort Worth, TX 76102-2744
Mailing Address
100 Lexington Street, Suite 150, Fort Worth, TX 76102-2744
Phone number
(817) 922-8000
Established
Texas since 05/03/1985
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
CONNALLY, WILLIAM DUPREVICE PRESIDENT/CHIEF COMPLIANCE OFFICER840671
STEPHENSON, RONALD GENEPRESIDENT/CEO1275757
WILSON, MARK ALANVICE PRESIDENT1525937

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WILSON PARKER CONNALLY STEPHENSON INC

CRD#: 16505Fort Worth, TX 76102-2744

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