Danny L. Presson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danny Lane Presson was a registered financial professional .
Danny is a previously registered financial professional and started their career in finance in 1984. Danny had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2004 - March 2, 2012
SOUTHEAST INVESTMENTS, N.C., INC.
July 18, 2002 - January 7, 2003
TOWER SQUARE SECURITIES, INC.
December 1, 1997 - June 27, 2002
CAPITAL BROKERAGE CORPORATION
August 10, 1994 - December 1, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
August 25, 1984 - August 19, 1993
FORTH FINANCIAL SECURITIES, CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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