John C. Crittenden
Professional summary
John Cherokee Crittenden III, who also goes by John Cherokee Crittenden, is a registered financial professional currently at FTI CAPITAL ADVISORS, LLC located in Tyson's Corner, Virginia.
John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 10 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Cherokee Crittenden III's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2005 - Present
FTI CAPITAL ADVISORS, LLC
Office #1: 8251 Greensboro Drive 4th Flr, Tyson's Corner, VA, 22102Office #2: 555 12th Street, Nw 7th Floor, Washington, DC 20004Office #3: 555 12th Street 7th Floor, Washington, DC 20004September 7, 2011 - March 6, 2012
SURGE TRADING INC.
July 20, 2000 - April 10, 2003
MMC SECURITIES LLC
May 26, 1999 - September 29, 1999
SEDGWICK INVESTMENTS, INC.
May 4, 1995 - March 7, 2001
MARSH & MCLENNAN SECURITIES CORPORATION
January 30, 1993 - April 18, 1995
INDEPENDENT FINANCIAL SECURITIES, INC.
August 17, 1992 - January 23, 1993
CITIZENS BROKERAGE SERVICES, INC.
January 17, 1989 - March 8, 1991
INVEST FINANCIAL CORPORATION
April 27, 1985 - January 6, 1988
DOMIK CORP.
July 12, 1984 - October 14, 1986
RIVIERE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2011)
(2/24/2005)
(11/13/2013)
(11/13/2013)
(2/23/2005)
(4/6/2005)
(2/23/2005)
(11/13/2013)
(6/14/2005)
(11/13/2013)
(3/7/2005)
(12/7/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FTI CAPITAL ADVISORS, LLC
CRD#: 123434 / SEC#: , 8-65587
Contact information
FINRA licenses (26 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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