Janet M. Krug
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Marie Krug, who also goes by Janet M Jerman, Janet Marie Jerman, Janet Jerman, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1984. Janet had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2010 - December 31, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 29, 2010 - December 31, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 24, 2008 - August 18, 2010
WELLS FARGO INVESTMENTS, LLC
November 21, 2008 - August 18, 2010
WELLS FARGO INVESTMENTS, LLC
June 5, 2006 - November 19, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 5, 2006 - November 19, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 4, 2000 - October 17, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 10, 1985 - October 17, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 26, 1984 - May 29, 1985
NYLIFE SECURITIES LLC
June 20, 1984 - September 21, 1984
WADDELL & REED
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/28/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
