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JW

Joseph R. Williamson

WILLIAMSON LEGACY GROUP
Carmel, IN 46032
Some features on this profile are disabled
CRD#: 1274543
JW

Professional summary

Joseph Richard Williamson is a registered financial advisor currently at WILLIAMSON LEGACY GROUP, LLC located in Carmel, Indiana.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Joseph has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CPA LICENSE, NOT INV RELATED, STATE OF INDIANA, ZERO HOURS PER MONTH, ZERO DURING TRADING, INACTIVE. AUTHOR, NON INV RELATED, CARMEL, IN, WORKBOOK: FINDING YOUR PLACE IN THE WORLD, 0 HRS/MO; 0 DURING TRADING. RENTAL PROPERTY; INVESTMENT RELATED; INDIANAPOLIS, IN; 100% OWNERSHIP; START 3/2013; 0 HRS PER MONTH. TSOAR MINISTRIES; NON INV RELATED; CARMEL, IN; 100% OWNERSHIP; DISCIPLESHIP & MINISTRY BOOK SALES; START: 12/8/09; 20 HRS/MO; 0 DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Richard Williamson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 20, 2022 - Present

WILLIAMSON LEGACY GROUP, LLC

Office #1: 254 E Carmel Drive, Carmel, IN 46032
RIA
CRD#: 318629
Carmel, IN
Past

January 4, 2022 - March 24, 2022

AXXCESS WEALTH MANAGEMENT, LLC

RIA
CRD#: 164081
Indianapolis, IN
Past

August 18, 2021 - December 31, 2021

AXXCESS WEALTH MANAGEMENT, LLC

RIA
CRD#: 164081
Indianapolis, IN
Past

July 1, 2003 - August 25, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
INDIANAPOLIS, IN
Past

July 1, 2003 - August 25, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
INDIANAPOLIS, IN
Past

December 10, 1998 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA
CRD#: 7471
INDIANAPOLIS, IN
Past

June 20, 1984 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WL
WILLIAMSON LEGACY GROUP, LLC
TSOAR MINISTRIES LLC | WILLIAMSON LEGACY GROUP, LLC

CRD#: 318629 / SEC#: 801-123281

RIA
Registered Investment Advisory firm - (2/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(3/20/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/9/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/27/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/5/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 6/29/1984
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 6/16/1984
General Securities Representative Examination

Current Firm

WL
WILLIAMSON LEGACY GROUP, LLC
TSOAR MINISTRIES LLC | WILLIAMSON LEGACY GROUP, LLC

CRD#: 318629 / SEC#: 801-123281

RIA
Registered Investment Advisory firm - (2/25/2022 Approved)
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Contact information

Main Address
Carmel, IN
Mailing Address
176 W Logan Street #222, Noblesville, IN 46060
Phone number
(317) 447-3212
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WILLIAMSON LEGACY GROUP ADV PART 2A BROCHURE 3 2025 (3/11/2025)

Regulatory assets under management

Total Number of Accounts879
AUM (Assets Under Management)$ 208,707,099

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WILLIAMSON LEGACY GROUP, LLC

CRD#: 318629Carmel, IN 46032

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