Francis G. Mitchell
Professional summary
Francis Gerald Mitchell, who also goes by Francis G Mitchell, Francis Gerald Mitchell, Frank Mitchell, is a registered financial professional currently at QUOIN CAPITAL LLC located in Wayne, Pennsylvania.
Francis is registered as a RR (Registered Representative) and started their career in finance in 1984. Francis has worked at 9 firms and has passed the Series 63, Series 99TO, Series 82TO, SIE, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis Gerald Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2023 - Present
QUOIN CAPITAL LLC
Office #1: 175 Strafford Avenue Suite 1, Wayne, PA 19087February 19, 2020 - April 30, 2021
KOVACK SECURITIES INC.
July 1, 2015 - January 2, 2025
BLV SECURITIES
February 18, 2014 - April 22, 2014
JOHN CARRIS INVESTMENTS LLC
February 13, 2014 - January 2, 2015
REALTA EQUITIES, INC.
January 14, 2013 - March 4, 2014
CLARK DODGE & CO., INC.
April 24, 2012 - September 17, 2012
CV BROKERAGE, INC
October 24, 1988 - January 26, 2010
TRADING PARTNERS INC.
August 22, 1984 - August 17, 1988
SEI INVESTMENTS DISTRIBUTION CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
QUOIN CAPITAL LLC
CRD#: 136160 / SEC#: , 8-66980
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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