Dianne N. Calabrisotto
Professional summary
Dianne Nmn Calabrisotto, who also goes by Diane Calabrisotto, Dianne Calabrisotto, Dianne Calabrisottochillemi, Dianne Calabrisottu, Dianne Chillemi, is a registered financial professional currently at SIEBERT WILLIAMS SHANK & CO., LLC located in New York, New York.
Dianne is registered as a RR (Registered Representative) and started their career in finance in 1988. Dianne has worked at 7 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 24, Series 14, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dianne Nmn Calabrisotto's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2019 - Present
SIEBERT WILLIAMS SHANK & CO., LLC
Office #1: 100 Wall Street 18th Floor, New York, NY 10005February 29, 2012 - September 19, 2016
THREE RIVERS BROKERAGE, LLC
April 23, 1998 - January 10, 2020
THE WILLIAMS CAPITAL GROUP, L.P.
November 9, 1994 - January 20, 1998
THE WILLIAMS CAPITAL GROUP, L.P.
June 29, 1992 - July 11, 1995
JEFFERIES LLC
December 24, 1991 - June 25, 1992
TUCKER ANTHONY INCORPORATED
January 5, 1990 - July 1, 1991
WOLFF INVESTMENT GROUP INCORPORATED
April 19, 1988 - July 27, 1989
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2019)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SIEBERT WILLIAMS SHANK & CO., LLC
CRD#: 42568 / SEC#: , 8-49877
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHANK WILLIAMS CISNEROS, LLC | OWNER | |
| CALABRISOTTO, DIANNE NMN | AML OFFICER | 1273900 |
| CALABRISOTTO, DIANNE NMN | CHIEF COMPLIANCE OFFICER & COO | 1273900 |
| CHANDA, ATEESH SINGH | CHIEF LEGAL OFFICER | 6973151 |
| DIAZ, DANIEL | FINANCIAL PRINCIPAL | 2214417 |
| HALL, GARY | CO-PRESIDENT | 4393662 |
| SHANK-WERDLOW, SUZANNE FRANCES | CEO, DIRECTOR OF PARENT | 1860931 |
| THOMPSON, WILLIAM COLRIDGE JR | CHIEF ADMINISTRATIVE OFFICER | 2316101 |
| WARNER, SOBANI MULENGA | CO-PRESIDENT | 1732009 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
