Jack L. Howard
Professional summary
Jack Lawrence Howard is a registered financial professional currently at MUTUAL SECURITIES, INC. located in Salt Lake City, Utah.
Jack is registered as a RR (Registered Representative) and started their career in finance in 1984. Jack has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jack Lawrence Howard's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 1989 - Present
MUTUAL SECURITIES, INC.
Office #1: 215 State Street Ste 1000, Salt Lake City, UT 84111July 1, 2013 - September 19, 2017
MUTUAL ADVISORS, LLC
September 21, 2011 - July 9, 2013
MUTUAL SECURITIES, INC.
June 25, 1984 - January 5, 1989
FIRST AFFILIATED SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/1989)
(1/2/1991)
(1/2/1991)
(1/4/2010)
(9/20/1999)
(1/24/1989)
(7/13/2016)
(8/6/2024)
(1/2/1991)
(4/14/2016)
(11/7/1996)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/10/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
MUTUAL SECURITIES, INC.
CRD#: 13092 / SEC#: 801-68443, 8-28580
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL GROUP, INC. | CORPORATION | |
| CLAUSSEN, DAWN MARIE | CHIEF OPERATING OFFICER | 5445747 |
| DAMIANI, NICHOLAS ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 5669491 |
| JASPER, AARON T | CHIEF EXECUTIVE OFFICER | 5016734 |
| SABOL, RYAN STEPHEN | MANAGING PRINCIPAL | 4419285 |
| SHANNON, DEBRA DAWN | CHIEF COMPLIANCE OFFICER | 5021297 |
| VOSS, MITCHELL CRAIG | CHAIRMAN | 1029100 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MUTUAL SECURITIES, INC.
CRD#: 13092Salt Lake City, UT 84111TRUST BUT VERIFY
Monitor Jack Howard
Get automatic monthly alerts on:
