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PN

Pamela D. Newcomb

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CRD#: 1273597
PN

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Pamela Denise Newcomb, who also goes by Pamela Denise Gray, was a registered financial professional .

Pamela is a previously registered financial professional and started their career in finance in 1987. Pamela had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Pamela Denise Gray

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 8, 2013 - June 20, 2023

STINSON SECURITIES, LLC

BD
CRD#: 113004
CARLSBAD, CA
Past

January 3, 2006 - December 23, 2011

ALTA VISTA FINANCIAL, INC.

BD
CRD#: 136980
CARLSBAD, CA
Past

January 31, 1992 - April 2, 2013

KINSELL, NEWCOMB & DE DIOS, INC

BD
CRD#: 16427
CARLSBAD, CA
Past

September 4, 1990 - January 29, 1991

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

June 21, 1989 - September 4, 1990

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

BD
CRD#: 76
Past

March 25, 1987 - May 1, 1989

SECURITIES RESOLUTION CORPORATION

BD
CRD#: 7119

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/30/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


SS
STINSON SECURITIES, LLC
STINSON SECURITIES, INC. | STINSON SECURITIES, LLC

CRD#: 113004 / SEC#: , 8-53276

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
70 Montezuma Street, San Francisco, CA 94110
Mailing Address
70 Montezuma Street, San Francisco, CA 94110
Phone number
(415) 990-0740
Established
California since 08/01/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
LOMBRE-ODOM REVOCABLE TRUSTSHAREHOLDER
ODOM, LONNIE JRPRESIDENT/DIRECTOR/TRUSTEEE ODOM/LOMBRE REVOCABLE TRUST, CHIEF COMPLIANCE OFFICER1253965
POSTREL, HELENE BERSONFINOP2240945

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STINSON SECURITIES, LLC

CRD#: 113004

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