Jose M. Abadin
Professional summary
Jose Miguel Abadin is a registered financial professional currently at GLENDALE SECURITIES, INC. located in Sherman Oaks, California.
Jose is registered as a RR (Registered Representative) and started their career in finance in 1984. Jose has worked at 13 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 3, Series 9, Series 10, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jose Miguel Abadin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2006 - Present
GLENDALE SECURITIES, INC.
Office #1: 15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403November 16, 2016 - February 10, 2017
VELOX SECURITIES, INC.
January 14, 2011 - June 8, 2017
MUNDIAL FINANCIAL GROUP, LLC
February 18, 2004 - February 28, 2006
NATIONAL CLEARING CORP.
December 5, 2003 - February 19, 2004
THE SHEMANO GROUP, INC.
October 31, 2002 - December 16, 2003
ACCESS SECURITIES, LLC
September 5, 1997 - November 12, 2002
HUNTER WORLD MARKETS, INC.
October 30, 1996 - May 8, 1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
July 8, 1994 - June 7, 1996
NATIONAL CLEARING CORP.
September 19, 1991 - July 7, 1994
AMERIPRISE ADVISOR SERVICES, INC.
June 21, 1988 - November 25, 1989
LEHMAN BROTHERS INC.
October 8, 1986 - June 14, 1988
DICKINSON & CO.
September 25, 1985 - September 16, 1986
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
August 22, 1984 - October 2, 1985
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/23/2010)
(12/4/2009)
(2/24/2006)
(2/24/2006)
(1/22/2020)
(4/15/2015)
(2/24/2006)
(12/12/2012)
(3/16/2020)
(2/24/2006)
(2/11/2020)
(2/7/2017)
(8/31/2011)
(3/26/2014)
(8/20/2010)
(4/19/2010)
(5/22/2008)
(8/31/2012)
(2/24/2006)
(11/7/2012)
(11/24/2010)
(6/1/2015)
(2/24/2006)
(10/11/2023)
(5/22/2014)
(4/17/2012)
(9/13/2011)
(2/12/2015)
(6/1/2009)
(4/30/2020)
(3/20/2006)
(2/28/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/14/1999
Limited Representative-Equity Trader ExamSeries 8
Date: 11/2/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
GLENDALE SECURITIES, INC.
CRD#: 123649 / SEC#: , 8-65604
Contact information
FINRA licenses (47 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
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