Mario Sapienza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mario Sapienza, who also goes by Mario Sapiensa, was a registered financial professional .
Mario is a previously registered financial professional and started their career in finance in 1987. Mario had worked at 4 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2014 - August 16, 2017
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
September 22, 2008 - March 8, 2013
BARCLAYS CAPITAL INC.
December 4, 1989 - September 22, 2008
LEHMAN BROTHERS INC.
March 3, 1987 - February 10, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 11/18/2004
Limited Representative-Equity Trader ExamCurrent Firm
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
CRD#: 13233 / SEC#: , 8-28508
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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