Ruben M. Silva
Professional summary
Ruben Mariano Silva was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ruben is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Ruben had worked at 4 firms, which includes FARMERS FINANCIAL SOLUTIONS LLC, INVESTORS BROKERAGE SERVICES INC., THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUCO SECURITIES LLC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2000 - November 14, 2006
FARMERS FINANCIAL SOLUTIONS, LLC
April 19, 2000 - September 8, 2000
INVESTORS BROKERAGE SERVICES, INC.
February 14, 1991 - August 18, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 14, 1991 - August 18, 1993
PRUCO SECURITIES, LLC.
June 20, 1984 - September 16, 1988
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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