JC
John E. Chapman
CLEARWATER CAPITAL PARTNERS
Hoffman Estates, IL 60169
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CRD#: 1272721
JC
Professional summary
John Edward Chapman, who also goes by John E Chapman, is a registered financial advisor currently at CLEARWATER CAPITAL PARTNERS located in Hoffman Estates, Illinois.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John E Chapman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Clearwater Capital Insurance Services, LLC - Investment Related - 2800 W. Higgins Road, Suite 1025, Hoffman Estates, IL 60169 - Non-Variable Life, Long Term Care and Disability Insurance sales - partial owner - Started 11/18/2009 - 1 hour per month - 1 Hour Per Month During Securities Trading - As an owner I participate in general management but am not active in day to day services.
Clearwater Capital Consulting, LLC - Not Investment Related - 2800 W. Higgins Road, Suite 1025, Hoffman Estates, IL 60169 - select tax services -Business Owner - Started 06/01/2017 - 1 Hour Per Month During Securities Trading - As an owner I participate in general management but am not active in day to day services.
Clearwater Capital Partners, LLC - Not Investment Related - 2800 W. Higgins Road, Suite 1025, Hoffman Estates, IL 60169 - Holding company that owns Clearwater Capital Advisors, LLC, Clearwater Capital Insurance Services, LLC and Clearwater Capital Consulting, LLC. It has no other business activity. - Managing Director and majority owner - Started in May 2017 - I spend 10 hours per month on this activity - I spend 10 hours per month on this activity during security trading hours. As an owner I participate in general management.
CRS (Client Relationship Summary) - RIA
Click below to view John Edward Chapman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2006 - Present
CLEARWATER CAPITAL PARTNERS
Office #1: 2800 West Higgins Road Suite 1025, Hoffman Estates, IL 60169RIA
CRD#: 139886
Hoffman Estates, IL
Past
March 2, 2006 - November 23, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
HOFFMAN ESTATES, IL
Past
March 1, 2006 - February 28, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
HOFFMAN ESTATES, IL
Past
November 12, 2003 - November 18, 2005
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
BOSTON, MA
Past
June 3, 2003 - November 18, 2005
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
December 26, 2001 - May 20, 2003
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
DOWNERS GROVE, IL
Past
July 18, 1996 - May 20, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
June 16, 1992 - July 11, 1996
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Past
December 16, 1987 - June 8, 1992
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
July 26, 1984 - December 23, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CLEARWATER CAPITAL PARTNERS
BORHART SPELLMEYER & COMPANY-PRIVATE WEALTH MANAGEMENT, LLC | CLEARWATER CAPITAL PARTNERS, LLC | CLEARWATER CAPITAL PARTNERS | CLEARWATER CAPITAL ADVISORS, LLC | BSC PRIVATE WEALTH MANAGEMENT, LLC
CRD#: 139886 / SEC#: 801-70905
RIA
Registered Investment Advisory firm - (1/4/2010 Approved)Illinois
Registered Investment Advisory firm - (1/7/2010 Terminated)Indiana
Registered Investment Advisory firm - (12/4/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(6/1/2006)
IAR
Texas(11/16/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
CC
CLEARWATER CAPITAL PARTNERS
BORHART SPELLMEYER & COMPANY-PRIVATE WEALTH MANAGEMENT, LLC | CLEARWATER CAPITAL PARTNERS, LLC | CLEARWATER CAPITAL PARTNERS | CLEARWATER CAPITAL ADVISORS, LLC | BSC PRIVATE WEALTH MANAGEMENT, LLC
CRD#: 139886 / SEC#: 801-70905
RIA
Registered Investment Advisory firm - (1/4/2010 Approved)Illinois
Registered Investment Advisory firm - (1/7/2010 Terminated)Indiana
Registered Investment Advisory firm - (12/4/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2800 West Higgins Road Suite 1025, Hoffman Estates, IL 60169
Mailing Address
Phone number
(847) 841-8650
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,653 |
| AUM (Assets Under Management) | $ 1,489,947,464 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
