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Dominic C Martellaro

DESTRA CAPITAL INVESTMENTS
BOZEMAN, MT
·CRD# 1271857·42 years experience

Professional Summary

Dominic C Martellaro, who also goes by Dominic Carl Martellaro, Dominic Martellaro, is a registered financial advisor currently at DESTRA CAPITAL INVESTMENTS LLC located in Bozeman, Montana. Dominic is registered as a RR (Registered Representative) and started their career in finance in 1984. Dominic has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dominic Carl Martellaro, Dominic Martellaro

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

DESTRA CAPITAL INVESTMENTS LLC·CRD# 148299
BD
1. 443 N. Willson Ave., Bozeman, MT 597152. 443 N. Willson Ave., Bozeman, MT 597153. Danville, CA
March 16, 2011 - Present
JANUS HENDERSON DISTRIBUTORS US LLC·CRD# 28832
BD
Denver, CO
September 24, 2004 - February 16, 2010
INVESCO CAPITAL MARKETS, INC.·CRD# 6939
BD
Houston, TX
February 13, 1996 - March 19, 2003
KEMPER FINANCIAL SERVICES, INC.·CRD# 798
BD
October 2, 1987 - April 22, 1994
WULFF, HANSEN & CO.·CRD# 908
BD
January 12, 1987 - April 14, 1987
MORGAN STANLEY DW INC.·CRD# 7556
BD
June 20, 1984 - January 10, 1986

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Current Firm

DC
DESTRA CAPITAL INVESTMENTS LLC

DESTRA CAPITAL INVESTMENTS LLC | DESTRACOM INVESTMENTS LLC | DESTRA INVESTMENTS LLC

CRD#: 148299 / SEC#: 8-68006
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

443 N. Willson Ave., Bozeman, MT 59715

Mailing Address

443 N. Willson Ave., Bozeman, MT 59715

Phone Number

(877) 855-3434

Established

Delaware since 08/08/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DESTRA CAPITAL MANAGEMENT LLCMEMBER AND MANAGER OF DESTRA CAPITAL INVESTMENTS LLC—
BLECHNER, MYLES REIDCCO2709013
COSTENBADER, WALTER RUSSELLFINOP/CFO1828345
MARTELLARO, DOMINIC CARLCEO OF DESTRA CAPITAL INVESTMENTS LLC1271857
YOUNT, JAMESPRESIDENT2373645

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(3/29/2011)
RR
Montana
(1/4/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1998About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Dominic C Martellaro's CRS (Customer Relationship Summary).

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