WA
Wayne M. Anderman
CETERA INVESTMENT ADVISERS LLC
Cooper City, FL 33328
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CRD#: 1271816
WA
Professional summary
Wayne M Anderman, CFP®, who also goes by Wayne Mason Anderman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cooper City, Florida and CETERA WEALTH SERVICES, LLC located in Cooper City, Florida.
Wayne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Wayne has worked at 11 firms and has passed the Series 65, Series 63, Series 62, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wayne Mason Anderman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) POA FOR MOTHER POSITION: Son. POA for mom NATURE: POA on Family Member INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 9122 Griffin Road, Cooper City FL 33328, United States DESCRIPTION: To help my mom make decisions and make them for her with her ok. Not yet utilized nor have I acted in this capacity. 2) ANDERMAN WEALTH PARTNERS LLC POSITION: Owner NATURE: ~; LLC Created for marketing name of Avantax Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: ADDRESS: 9118 Griffin Road, Suite A, Cooper City FL 33328, United States DESCRIPTION: ~; LLC Created for marketing name of Avantax Business 3) ANDERMAN WEALTH PARTNERS LLC POSITION: Owner NATURE: LLC Created for marketing name of Avantax Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/19/2020 ADDRESS: 9118 Griffin Road, Suite A, Cooper City FL 33328, United States DESCRIPTION: LLC Created for marketing name of Avantax Business 4) NAME OF OTHER BUSINESS: FORBES BUSINESS COUNCIL; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BUSINESS PROFESSIONAL ORGANIZATION; START DATE: 3/2024; POSITION/TITLE/RELATIONSHIP: AUTHOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: AUTHOR ARTICLES AND NEWSLETTERS FOR MY FORBES COUNCIL MEMBERSHIP OBLIGATION;
CRS (Client Relationship Summary) - RIA
Click below to view Wayne M Anderman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
July 30, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9122 Griffin Road, Cooper City, FL 33328RIA
CRD#: 105644
Cooper City, FL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9122 Griffin Road, Cooper City, FL 33328BD
CRD#: 13572
COOPER CITY, FL
Past
January 29, 2010 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
PLANTATION, FL
Past
September 17, 2008 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
COOPER CITY, FL
Past
December 1, 2005 - September 12, 2006
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
PLANTATION, FL
Past
April 25, 2002 - December 19, 2003
BNY MELLON SECURITIES CORPORATION
RIA
CRD#: 231
LOS ANGELES, CA
Past
October 5, 1999 - December 19, 2003
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
NEW YORK, NY
Past
February 5, 1992 - November 5, 1999
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
August 25, 1989 - February 10, 1992
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
February 19, 1986 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
BD
CRD#: 829
NEW YORK, NY
Past
March 6, 1985 - March 28, 1985
B.O.C.L. SECURITIES CORP.
BD
CRD#: 15332
Past
June 5, 1984 - March 5, 1985
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
BD
CRD#: 595
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
IAR
Florida(7/30/2025)
RR
Florida(9/5/2025)
RR
Illinois(9/5/2025)
RR
Missouri(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Cooper City, FL 33328TRUST BUT VERIFY
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