DB
David R. Brinkley
TLG ADVISORS
Mt Airy, MD
Some features on this profile are disabled
CRD#: 1271152
DB
Professional summary
David Ross Brinkley Sr, who also goes by David Ross Brinkley, is a registered financial advisor currently at TLG ADVISORS, INC. located in Mt Airy, Maryland and THE LEADERS GROUP, INC. located in Summit, New Jersey.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. David has worked at 7 firms and has passed the Series 63, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Ross Brinkley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) FORESTRY - 9/11/1982 - 12775 Barnett Drive, Mt. Airy, MD 21771 - Owner/Manager, Pay the taxes and manage property, Not Invt Rel, Land real estate, 10 hrs/mo; 0 hrs/mo (during trading hours). 2.) RENTAL PROPERTY - 2/1/2021 - Waterside Community, Frederick, MD 21701 - Owner/Manager, Deal with tenants, lease properties, help with maintenance, Not Invt Rel, Real Estate business, 10 hrs/mo; 10 hrs/mo (during trading hours). 3.) INDEPENDENT INSURANCE AGENT - 1/4/1982 - 1618 Rising Ridge Road, Mt Airy, MD 21771 - Proprietor/Licensee, Sales and service, Not Invt Rel, Insurance business, 10 hrs/mo; 10 hrs/mo (during trading hours). 4.) TLG ADVISORS INC - 2/25/2025 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10hrs/mo; 10 hrs/mo (during trading hours). 5.) FREDERICK HEALTH - 8/25/2025 - 400 West Seventh Street, Frederick, MD 21701 - Unpaid Trustee, Monocacy Insurance, LTD is a subsidiary of Frederick Health, the local hospital. Monocacy is an off-shore self-insurance holding company based in the Cayman Islands. Malpractice and cyber risks are covered, Not Invt. Rel, Insurance Business, 8 hrs/mo; 0 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view David Ross Brinkley Sr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2025 - Present
TLG ADVISORS, INC.
RIA
CRD#: 111052
Mt Airy, MD
Current
November 23, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
SUMMIT, NJ
Past
October 23, 2014 - December 31, 2016
CETERA ADVISORS LLC
BD
CRD#: 10299
MT AIRY, MD
Past
October 20, 2014 - December 31, 2016
CETERA ADVISORS LLC
RIA
CRD#: 10299
MT AIRY, MD
Past
August 3, 2007 - July 22, 2014
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
MT AIRY, MD
Past
August 3, 2007 - July 22, 2014
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
MT AIRY, MD
Past
January 28, 1998 - November 29, 2010
STRATEGIC FINANCIAL PLANS, INC.
RIA
CRD#: 116521
GAITHERSBURG, MD
Past
April 29, 1997 - August 6, 2007
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
GAITHERSBURG, MD
Past
January 28, 1993 - December 31, 1994
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
March 27, 1992 - December 31, 1992
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
May 22, 1984 - January 3, 1992
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(11/23/2022)
IAR
Maryland(2/25/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
