Philip T. Purpura

BROOKSTONE WEALTH ADVISORS

Melville, NY 11747

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CRD#: 1271050

Professional summary

Philip Thomas Purpura, CFP®, who also goes by Phil Purpura, Philip G Purpura, Philip Purpura, Philip T Purpura, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Melville, New York.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Philip has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Phil Purpura | Philip G Purpura | Philip Purpura | Philip T Purpura

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) MAY 2022 - BRIDGE WEALTH STRATEGIES. DBA FOR FIXED INSURANCE SALES/INVESTMENT ADVISORY SERVICES FOR ROYAL FUND. MELVILLE NY. INV REL. INDEPDENT LICENSED INSURANCE AGENT. SALE/SERVICE OF FIXED INSURANCE PRODUCTS. DURING TRADE HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Thomas Purpura's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1985

Experience

Current

January 30, 2024 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 68 S. Service Road, Melville, NY 11747

RIA

CRD#: 137658

Melville, NY

Past

September 6, 2022 - January 29, 2024

ROYAL FUND MANAGEMENT, LLC

RIA

CRD#: 144434

Melville, NY

Past

April 28, 2022 - September 9, 2022

EQUITY SERVICES, INC.

CRD#: 265

HAUPPAUGE, NY

Past

March 29, 2022 - September 9, 2022

EQUITY SERVICES, INC.

RIA

RIA

CRD#: 7461

MELVILLE, NY

Past

August 4, 1998 - August 14, 2014

FSC SECURITIES CORPORATION

CRD#: 7461

MELVILLE, NY

Past

June 10, 1994 - July 22, 1998

NORTH RIDGE SECURITIES CORP.

CRD#: 27098

MELVILLE, NY

Past

May 19, 1992 - June 9, 1994

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

October 11, 1991 - May 19, 1992

CRD#: 7556

Past

February 15, 1988 - March 30, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Past

November 7, 1986 - February 15, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

October 28, 1985 - November 13, 1986

MORGAN STANLEY DW INC.

CRD#: 7556

Past

June 20, 1984 - March 16, 1990

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/19/1999

General Securities Principal Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Philip T. Purpura

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Thomas Purpura's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROYAL FUND MANAGEMENT, LLC

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

BEACON GLOBAL ADVISOR NETWORK, LLC

REGULUS FINANCIAL GROUP, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

M&T SECURITIES, INC.

M&T SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

HERITAGE ADVISORY GROUP, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

NORTH RIDGE SECURITIES CORP.

SUNAMERICA SECURITIES, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY DW INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/1999

Series 63

Date: 7/16/1984

SIE

Date: 10/1/2018

Series 7

Date: 6/16/1984

Series 24

Date: 1/19/1999

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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