Susan M. Husch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Margaret Husch, who also goes by Susan M Husch, Susan M Michaud, Susan Margaret Michaud, Susan M Michaud-husch, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1984. Susan had worked at 10 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2013 - April 7, 2014
AMERITAS INVESTMENT COMPANY, LLC
June 6, 2006 - September 21, 2011
THE O.N. EQUITY SALES COMPANY
July 14, 2005 - December 8, 2005
A. G. EDWARDS & SONS, INC.
September 17, 2002 - December 8, 2005
A. G. EDWARDS & SONS, INC.
January 10, 2002 - January 24, 2002
EDWARD JONES
August 18, 2000 - March 20, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 23, 1999 - November 4, 1999
VICTORY CAPITAL SERVICES, INC.
January 12, 1999 - June 25, 1999
FORESIDE DISTRIBUTION SERVICES, L.P.
August 28, 1989 - April 12, 1994
UBS FINANCIAL SERVICES INC.
July 10, 1986 - July 6, 1989
BLUNT ELLIS & LOEWI INCORPORATED
April 17, 1985 - July 14, 1986
E. F. HUTTON & COMPANY INC
May 24, 1984 - September 20, 1984
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
