Stuart L. Hightower
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stuart Lindsay Hightower was a registered financial professional .
Stuart is a previously registered financial professional and started their career in finance in 1987. Stuart had worked at 3 firms and has passed the Series 63, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2004 - June 24, 2014
COUNTRY CLUB FINANCIAL SERVICES, LLC
January 14, 1992 - February 14, 2003
PIPER SANDLER & CO.
December 22, 1987 - January 22, 1992
ZAHNER AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COUNTRY CLUB FINANCIAL SERVICES, LLC
CRD#: 29807 / SEC#: 801-61022, 8-44574
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COUNTRY CLUB BANK | PARENT OF APPLICANT | |
| DERSHEMVEGA, SANDRA LYNNE | PRESIDENT, CCO, FINANCIAL OPERATIONS PRINCIPAL, DIRECTOR | 2702481 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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