Kevin C. Kesler

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CRD#: 1270191

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Clark Kesler, who also goes by Kevin C Kesler, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1984. Kevin had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin C Kesler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. KC KESLER FAMILY LLC; NON INV. RELATED; 145 W. LOMOND VIEW DR. N OGDEN, UT 84414; 50% PARTNER; START DATE: 2012; OWNER OF REAL ESTATE. 2. 366ME LLC; NON INV. RELATED; 145 W. LOMOND VIEW DR. N OGDEN, UT 84414; 25% MEMBER; START DATE: 01/01/2002; 0 HRS/MONTH; 0 HOURS DURING TRADING HOURS; PARTIAL OWNER OF AIRPLANE.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 29, 2020 - June 13, 2025

ASCEND INVESTMENT PARTNERS

RIA

CRD#: 307667

OGDEN, UT

Past

February 19, 2009 - July 27, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

OGDEN, UT

Past

February 17, 2009 - July 27, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

OGDEN, UT

Past

October 20, 2000 - March 4, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SALT LAKE CITY, UT

Past

September 1, 2000 - March 4, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SALT LAKE CITY, UT

Past

July 1, 1999 - September 26, 2000

WELLS FARGO SECURITIES, LLC

CRD#: 7665

SAN FRANCISCO, CA

Past

March 18, 1993 - July 1, 1999

FIRST SECURITY INVESTOR SERVICES, INC.

CRD#: 15515

SALT LAKE CITY, UT

Past

January 13, 1988 - May 1, 1991

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 27, 1986 - February 11, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

July 20, 1984 - October 30, 1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASCEND INVESTMENT PARTNERS

ASCEND INVESTMENT PARTNERS | KESLER, NORMAN & WRIDE, LLC

CRD#: 307667 / SEC#: 801-118514

RIA

Registered Investment Advisory firm - (4/23/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/13/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/19/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/24/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/2/2004

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 5/21/1987

National Commodity Futures Examination

Current Firm

ASCEND INVESTMENT PARTNERS

ASCEND INVESTMENT PARTNERS | KESLER, NORMAN & WRIDE, LLC

CRD#: 307667 / SEC#: 801-118514

RIA

Registered Investment Advisory firm - (4/23/2020 Approved)

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Contact information

Main Address

2225 Washington Blvd. Suite 110, Ogden, UT 84401

Mailing Address

Phone number

(801) 476-1200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A WRAP APPENDIX (8/22/2025)

FORM ADV PART 2A - FIRM BROCHURE (8/22/2025)

Regulatory assets under management

Total Number of Accounts	2,322
AUM (Assets Under Management)	$ 618,803,317

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin C. Kesler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

WELLS FARGO SECURITIES, LLC

FIRST SECURITY INVESTOR SERVICES, INC.

MORGAN STANLEY DW INC.

E. F. HUTTON & COMPANY INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ASCEND INVESTMENT PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/13/2004

Series 63

Date: 6/19/1984

SIE

Date: 10/1/2018

Series 31

Date: 6/24/2008

Series 7

Date: 12/2/2004

Series 3

Date: 5/21/1987

Current Firm

ASCEND INVESTMENT PARTNERS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASCEND INVESTMENT PARTNERS

TRUST BUT VERIFY

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