WD
William S. Dimenna
TYLER-STONE WEALTH MANAGEMENT
Holmes Beach, FL
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CRD#: 1269860
WD
Professional summary
William Stephen Dimenna is a registered financial advisor currently at TYLER-STONE WEALTH MANAGEMENT, LLC located in Holmes Beach, Florida and LPL FINANCIAL LLC located in Holmes Beach, Florida.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. William has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/24/2008: No Business Name - NOT INVESTMENT RELATED - OTHER-AUTHOR - WROTE AN ARTICLE FOR HOBBY MAGAZINE (CLASSIC TOY TRAINS) AND RECEIVED $150.00. ALSO WILL RECEIVE AN ADDITIONAL $50 FOR PHOTO SUBMISSION OF TRAIN LAYOUT. - Time Spent 0%.
2. 2/27/2019 - Tyler-Stone Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/26/2019 - 32 Hours Per Month During Securities Trading.
3. 3/13/2019 - Tyler-Stone Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/01/2019 - 136 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Tyler-Stone Wealth Management LLC, an independent investment advisor firm. I started this business activity in 03/2019. I expect to spend approximately 136 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view William Stephen Dimenna's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2019 - Present
TYLER-STONE WEALTH MANAGEMENT, LLC
RIA
CRD#: 173667
Holmes Beach, FL
Current
August 3, 1992 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
HOLMES BEACH, FL
Past
February 18, 1993 - May 28, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
October 31, 1989 - April 30, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
June 20, 1984 - November 28, 1989
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TYLER-STONE WEALTH MANAGEMENT, LLC
DESIGN FINANCIAL PLAN | TYLER-STONE WEALTH MANAGEMENT, LLC | TYLER-STONE GROUP | STONE FINANCIAL ADVISORS, INC. | SCHONFELD FINANCIAL SERVICES | HARRIS FINANCIAL SERVICES, INC. | GREYBRIDGE FINANCIAL GROUP | GOOD SHEPHERD FINANCIAL
CRD#: 173667 / SEC#: 801-80876
RIA
Registered Investment Advisory firm - (1/22/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/18/1993)
IAR
Florida(2/27/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TW
TYLER-STONE WEALTH MANAGEMENT, LLC
DESIGN FINANCIAL PLAN | TYLER-STONE WEALTH MANAGEMENT, LLC | TYLER-STONE GROUP | STONE FINANCIAL ADVISORS, INC. | SCHONFELD FINANCIAL SERVICES | HARRIS FINANCIAL SERVICES, INC. | GREYBRIDGE FINANCIAL GROUP | GOOD SHEPHERD FINANCIAL
CRD#: 173667 / SEC#: 801-80876
RIA
Registered Investment Advisory firm - (1/22/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3601 Green Road Suite 100, Beachwood, OH 44122
Mailing Address
Phone number
(216) 295-0945
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,818 |
| AUM (Assets Under Management) | $ 598,935,800 |
Red Flags
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