Kenneth D. Jacoby
Professional summary
Kenneth David Jacoby is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1986. Kenneth has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth David Jacoby's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2013 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901April 11, 2012 - August 5, 2013
PRINCIPAL SECURITIES, INC.
January 10, 2012 - April 9, 2012
EQUITABLE ADVISORS, LLC
March 9, 1998 - January 5, 2012
PRINCIPAL SECURITIES, INC.
April 27, 1993 - December 31, 1996
OSAIC FS, INC.
November 4, 1987 - May 17, 1988
GOLDIS FINANCIAL GROUP, INC.
August 21, 1986 - May 11, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
May 19, 1986 - May 11, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2013)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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