Nanci A. Konrad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nanci A Konrad, CFP®, who also goes by Nanci Konrad Burks, Nanci K Crum, Nanci Angeline Konrad, was a registered financial professional .
Nanci is a previously registered financial professional and started their career in finance in 1998. Nanci had worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - January 10, 2019
SCHWAB WEALTH ADVISORY, INC.
March 5, 2003 - December 31, 2011
CHARLES SCHWAB & CO., INC.
February 5, 1998 - January 10, 2019
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
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Exams
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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