Steven F. Wertime
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven F Wertime, who also goes by Steve Wertime, Steven Frederick Wertime, Steven Fredrick Wertime, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1984. Steven had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 1992 - December 31, 2021
WERTIME FINANCIAL SERVICES, INC.
April 5, 1991 - December 31, 1994
ROBERT W. BAIRD & CO. INCORPORATED
August 3, 1988 - September 23, 1989
ROBERT W. BAIRD & CO. INCORPORATED
August 3, 1988 - March 9, 1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 26, 1984 - July 15, 1988
MANNA CAPITAL MANAGEMENT
State Registrations and Notice Filings
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Exams
Current Firm
WERTIME FINANCIAL SERVICES, INC.
CRD#: 116025 / SEC#:
Contact information
Red Flags
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