Peter B. Griffin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Bakewell Griffin JR was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2000. Peter had worked at 3 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2003 - September 30, 2015
ACCESS SECURITIES, LLC
December 1, 2001 - May 1, 2003
SOURCE CAPITAL GROUP, INC.
March 27, 2001 - December 1, 2001
MERIT CAPITAL ASSOCIATES, INC.
August 3, 2000 - March 28, 2001
ACCESS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/8/2005
Limited Representative-Equity Trader ExamCurrent Firm
ACCESS SECURITIES, LLC
CRD#: 22455 / SEC#: , 8-39729
Contact information
FINRA licenses (24 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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