James E. Mcfarlane
Professional summary
James Edward Mcfarlane Jr, who also goes by James Edward Jr Mcfarlane, Jim Mcfarlane, Mac Mcfarlane, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
James is registered as a RR (Registered Representative) and started their career in finance in 1994. James has worked at 8 firms and has passed the Series 63, Series 6TO, Series 72, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Edward Mcfarlane Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901December 22, 2016 - June 7, 2017
WORLD EQUITY GROUP, INC.
December 7, 2011 - December 31, 2014
WOODBURY FINANCIAL SERVICES, INC.
February 4, 2009 - February 2, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY
April 1, 2003 - February 4, 2009
VP DISTRIBUTORS LLC
December 2, 1995 - January 22, 2004
WS GRIFFITH SECURITIES, INC.
August 15, 1994 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
August 15, 1994 - May 23, 1995
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2019)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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