Peter J. Muffoletto
Professional summary
Peter Joseph Muffoletto is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Williamsville, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1989. Peter has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Joseph Muffoletto's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2006 - Present
LASALLE ST SECURITIES, L.L.C.
January 18, 1990 - May 24, 1991
HIMCO DISTRIBUTION SERVICES COMPANY
January 24, 1989 - January 18, 2006
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2006)
(1/12/2006)
(1/12/2006)
(4/27/2015)
(6/27/2019)
Exams
FINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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