Kevin D. Welsh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Douglas Welsh was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1984. Kevin had worked at 6 firms and has passed the Series 63, Series 65, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2003 - July 9, 2015
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
June 27, 2002 - January 12, 2006
VP DISTRIBUTORS LLC
January 21, 2000 - July 8, 2002
KA ASSOCIATES, LLC
December 23, 1997 - January 12, 2000
FAM DISTRIBUTORS, INC.
May 21, 1993 - October 19, 1993
SEI INVESTMENTS DISTRIBUTION CO.
May 21, 1984 - December 5, 1991
JMB SECURITIES CORPORATION
Primary Firm SEC Registration
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
CRD#: 104599 / SEC#: 801-24241
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
CRD#: 104599 / SEC#: 801-24241
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 27,435 |
| AUM (Assets Under Management) | $ 45,493,862,358 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
