Russell P. Ing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Paul Ing was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1984. Russell had worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2014 - November 22, 2017
QUEST CAPITAL STRATEGIES, INC.
January 10, 2012 - July 26, 2013
AVALON INVESTMENT & SECURITIES GROUP, INC.
January 4, 2008 - December 31, 2011
HBW SECURITIES LLC
January 27, 2006 - November 6, 2007
QUEST CAPITAL STRATEGIES, INC.
October 31, 2003 - December 31, 2005
AMERICAN GENERAL SECURITIES INCORPORATED
August 26, 2002 - October 31, 2003
MM ASCEND LIFE INVESTOR SERVICES, LLC
June 7, 1984 - July 9, 2002
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
