Donald J. Horton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald James Horton, who also goes by Don Horton, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1984. Donald had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2014 - December 31, 2020
HORTON FINANCIAL STRATEGIES
February 14, 2008 - June 2, 2009
TRUIST INVESTMENT SERVICES, INC.
January 1, 2004 - February 28, 2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 2, 2003 - March 1, 2006
TIAA-CREF TRUST COMPANY, FSB
January 22, 2001 - January 1, 2004
TEACHERS PERSONAL INVESTORS SERVICES, INC.
October 20, 1994 - December 31, 1995
TEACHERS PERSONAL INVESTORS SERVICES, INC.
May 14, 1990 - August 30, 2001
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 13, 1987 - December 31, 1990
EQUITY SERVICES, INC.
June 20, 1984 - April 20, 1987
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
HORTON FINANCIAL STRATEGIES
CRD#: 171796 / SEC#:
Contact information
Red Flags
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