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MH

Mark W. Hill

GRAY OAK CAPITAL
Greenwich, CT 06830
CRD#: 1265564
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MH
Mark William HillGRAY OAK CAPITAL

Professional summary


Mark William Hill is a registered financial professional currently at GRAY OAK CAPITAL, LLC located in Greenwich, Connecticut.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1984. Mark has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 7 and Series 3 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mark William Hill's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 26, 2026 - Present

GRAY OAK CAPITAL, LLC

Office #1: 55 Old Field Point Road, Greenwich, CT 06830
BD
CRD#: 290056
Greenwich, CT
Past

November 4, 2010 - January 6, 2014

FIRST NEW YORK SECURITIES L.L.C.

BD
CRD#: 16362
NEW YORK, NY
Past

April 23, 2001 - April 24, 2001

FIRST NEW YORK SECURITIES L.L.C.

BD
CRD#: 16362
NEW YORK, NY
Past

February 8, 2000 - March 15, 2001

ING INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 21644
NEW YORK, NY
Past

April 4, 1996 - February 8, 2000

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY
Past

May 24, 1984 - September 8, 1995

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/27/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 6/27/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/26/2026
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/10/2010
Limited Representative-Equity Trader Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


GO
GRAY OAK CAPITAL, LLC
GRAY OAK CAPITAL, LLC

CRD#: 290056 / SEC#: , 8-70014

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
55 Old Field Point Road, Greenwich, CT 06830
Mailing Address
55 Old Field Point Road, Greenwich, CT 06830
Phone number
(203) 987-0015
Established
Delaware since 02/27/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WILKINS, MICHAEL STEWARTFOUNDING MEMBER1692310
HALVORSEN, MARK ANDREWCEO, AMLCO, FINOP4750852
INGRAHAM, FRANK TODDCHIEF COMPLIANCE OFFICER2918519

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GRAY OAK CAPITAL, LLC

CRD#: 290056Greenwich, CT 06830

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