Josephine D. Lafauci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Josephine Dominique Lafauci, who also goes by Realmuto, Realmuto-lafauci, was a registered financial professional .
Josephine is a previously registered financial professional and started their career in finance in 1984. Josephine had worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 9, Series 10, Series 24, Series 8 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2021 - November 17, 2022
CANDLEWOOD SECURITIES, LLC
April 29, 2011 - June 4, 2014
G.DISTRIBUTORS, LLC
November 23, 2004 - December 31, 2019
G.RESEARCH, LLC
September 11, 1995 - November 10, 2004
SOUNDVIEW TECHNOLOGY CORPORATION
June 20, 1994 - April 27, 1995
ITG EXECUTION SERVICES, INC.
September 26, 1989 - October 14, 1993
LEHMAN BROTHERS INC.
August 4, 1987 - December 10, 1988
PRUDENTIAL EQUITY GROUP, LLC
May 22, 1984 - July 22, 1987
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/6/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 2/9/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CANDLEWOOD SECURITIES, LLC
CRD#: 126042 / SEC#: , 8-65845
Contact information
FINRA licenses (18 States and Territories)
Red Flags
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