William H. Fassbender
Professional summary
William Howard Fassbender is a registered financial advisor currently at BTS ASSET MANAGEMENT, INC. located in The Villages, Florida and BTS SECURITIES CORPORATION located in The Villages, Florida.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. William has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Howard Fassbender's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 1984 - Present
BTS ASSET MANAGEMENT, INC.
January 9, 2004 - Present
BTS SECURITIES CORPORATION
September 22, 1995 - January 12, 2004
ADVANTAGE CAPITAL CORPORATION
May 10, 1984 - January 12, 2004
ADVANTAGE CAPITAL CORPORATION
Primary Firm SEC Registration
BTS ASSET MANAGEMENT, INC.
CRD#: 105215 / SEC#: 801-14895
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2004)
(1/9/2004)
(2/22/2005)
(1/9/2004)
(3/4/2002)
(1/9/2004)
(1/3/2005)
(2/27/2007)
(1/9/2004)
(7/19/2010)
Exams
FINRA
Current Firm
BTS ASSET MANAGEMENT, INC.
CRD#: 105215 / SEC#: 801-14895
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 590 |
| AUM (Assets Under Management) | $ 188,801,492 |
Red Flags
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