Martin P. Moroney
Professional summary
Martin Patrick Moroney, who also goes by Martin P Moroney, is a registered financial professional currently at BERENBERG CAPITAL MARKETS LLC located in New York, New York.
Martin is registered as a RR (Registered Representative) and started their career in finance in 1984. Martin has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Martin Patrick Moroney's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2025 - Present
BERENBERG CAPITAL MARKETS LLC
Office #1: 1251 Avenue Of The Americas 53rd Floor, New York, NY 10020June 9, 2008 - February 19, 2025
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 9, 2001 - July 11, 2008
J.P. MORGAN SECURITIES LLC
March 9, 1995 - March 23, 2001
ABN AMRO SECURITIES LLC
September 25, 1992 - March 1, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
January 25, 1988 - July 16, 1992
SCHRODER & CO. INC.
November 7, 1986 - March 1, 1988
PERSHING LLC
December 10, 1984 - November 13, 1986
ABN AMRO SECURITIES LLC
June 20, 1984 - October 31, 1984
MESIROW FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2025)
(6/6/2025)
(6/6/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/20/2006
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
BERENBERG CAPITAL MARKETS LLC
CRD#: 156757 / SEC#: , 8-68821
Contact information
FINRA licenses (14 States and Territories)
Documents
Red Flags
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