Michael G. King

RODMAN & RENSHAW

New York, NY 10022

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CRD#: 1264094

Professional summary

Michael George King, who also goes by Michael G King Jr, Michael George King Jr, Michael G Jr King, is a registered financial professional currently at RODMAN & RENSHAW, LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1984. Michael has worked at 17 firms and has passed the Series 63, Series 87, Series 79TO, Series 7TO, Series 86, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael G King Jr | Michael George King Jr | Michael G Jr King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael George King's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2025 - Present

RODMAN & RENSHAW, LLC

Office #1: 600 Lexington Avenue, New York, NY 10022

CRD#: 281264

New York, NY

Past

June 2, 2022 - May 24, 2023

D. BORAL CAPITAL

CRD#: 103792

New York, NY

Past

January 25, 2021 - June 7, 2022

H.C.WAINWRIGHT & CO., LLC

CRD#: 375

NEW YORK, NY

Past

January 2, 2013 - June 6, 2018

CITIZENS JMP SECURITIES, LLC

CRD#: 22208

NEW YORK, NY

Past

September 19, 2012 - December 21, 2012

DAWSON JAMES SECURITIES, INC.

CRD#: 130645

BOCA RATON, FL

Past

July 21, 2011 - September 14, 2012

RODMAN & RENSHAW, LLC

CRD#: 16415

NEW YORK, NY

Past

March 29, 2010 - October 5, 2010

WEDBUSH SECURITIES INC.

CRD#: 877

NEW YORK, NY

Past

June 17, 2009 - March 23, 2010

MERRIMAN CAPITAL, INC.

CRD#: 18296

NEW YORK, NY

Past

May 16, 2005 - April 24, 2009

RODMAN & RENSHAW, LLC

CRD#: 16415

NEW YORK, NY

Past

July 1, 2002 - May 18, 2005

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

March 10, 1999 - June 3, 2002

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Past

February 5, 1997 - September 25, 1998

VECTOR SECURITIES INTERNATIONAL, INC.

CRD#: 22010

NEW YORK, NY

Past

January 1, 1995 - April 16, 1996

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

Past

December 6, 1993 - October 26, 1994

D. BLECH & COMPANY, INCORPORATED

CRD#: 26063

NEW YORK, NY

Past

June 4, 1990 - November 10, 1993

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

February 25, 1988 - May 24, 1990

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

Past

July 2, 1985 - March 14, 1988

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Past

October 16, 1984 - July 9, 1985

SUSSEX SECURITIES INCORPORATED

CRD#: 13596

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(7/7/2025)

Exams

State Security Law Exam

Series 63

Date: 7/3/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 10/11/2025

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 79TO

Date: 8/5/2025

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 6/12/2025

General Securities Representative Examination

General Industry/Product Exam

Series 86

Date: 4/11/2021

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

SIE

Date: 6/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/18/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/20/2025

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

RODMAN & RENSHAW, LLC

CRD#: 281264 / SEC#: , 8-69671

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

600 Lexington Avenue, New York, NY 10022

Mailing Address

600 Lexington Avenue, New York, NY 10022

Phone number

(646) 963-2090

Established

Delaware since 05/18/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
RODMHC LLC	SHAREHOLDER
DINKIN, DAVID WILLIAM	PRESIDENT AND HEAD OF INVESTMENT BANKING	7226108
KIRSCH, KENNETH JOHN	CHIEF FINANCIAL OFFICER/FINOP	1671480
SILVERA, EDWARD DAVID	CHIEF COMPLIANCE OFFICER	6216348
VASINKEVICH, MICHAEL	CHIEF EXECUTIVE OFFICER	2843810

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael G. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael George King's CRS (Customer Relationship Summary).

Certified licenses

Experience

D. BORAL CAPITAL

H.C.WAINWRIGHT & CO., LLC

CITIZENS JMP SECURITIES, LLC

DAWSON JAMES SECURITIES, INC.

RODMAN & RENSHAW, LLC

WEDBUSH SECURITIES INC.

MERRIMAN CAPITAL, INC.

RODMAN & RENSHAW, LLC

BANC OF AMERICA SECURITIES LLC

ROBERTSON STEPHENS, INC.

VECTOR SECURITIES INTERNATIONAL, INC.

SBC WARBURG DILLON READ INC.

D. BLECH & COMPANY, INCORPORATED

ALEX. BROWN & SONS INCORPORATED

HAMBRECHT & QUIST LLC

KIDDER, PEABODY & CO. INCORPORATED

SUSSEX SECURITIES INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 7/3/2025

Series 87

Date: 10/11/2025

Series 79TO

Date: 8/5/2025

Series 7TO

Date: 6/12/2025

Series 86

Date: 4/11/2021

SIE

Date: 6/6/2018

Series 3

Date: 11/18/1985

Series 7

Date: 6/16/1984

Series 24

Date: 10/20/2025

FINRA

Current Firm

RODMAN & RENSHAW, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

RODMAN & RENSHAW, LLC

TRUST BUT VERIFY

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