Randall G. West
Professional summary
Randall Gene West, CFP®, who also goes by Randy West, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.
Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Randall has worked at 23 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Randall Gene West's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2015 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810September 25, 2015 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810June 3, 2014 - August 27, 2015
BROOKSTONE WEALTH ADVISORS, LLC
May 28, 2014 - September 2, 2015
TAYLOR CAPITAL MANAGEMENT INC.
January 27, 2012 - December 31, 2013
ON INVESTMENT MANAGEMENT CO
December 8, 2011 - May 29, 2014
THE O.N. EQUITY SALES COMPANY
December 1, 2010 - January 3, 2012
VOYA FINANCIAL ADVISORS, INC.
November 16, 2010 - January 3, 2012
VOYA FINANCIAL ADVISORS, INC.
August 3, 2009 - November 17, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 12, 2007 - October 10, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 26, 2007 - November 17, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 12, 2005 - January 9, 2006
FIFTH THIRD SECURITIES, INC.
March 16, 2005 - January 9, 2006
FIFTH THIRD SECURITIES, INC.
March 12, 2004 - December 9, 2004
AMSOUTH INVESTMENT SERVICES, INC.
March 8, 2004 - January 20, 2005
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
December 21, 2001 - March 15, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 21, 2001 - March 15, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 14, 2000 - December 19, 2001
WELLS FARGO BROKERAGE SERVICES, L.L.C.
December 13, 2000 - December 19, 2001
WELLS FARGO INVESTMENTS, LLC
September 1, 1998 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
May 1, 1998 - August 31, 1998
WAMU INVESTMENTS, INC.
April 4, 1997 - May 1, 1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
August 10, 1993 - April 11, 1997
BARNETT INVESTMENTS, INC.
June 21, 1989 - September 23, 1993
NATIONWIDE SECURITIES, LLC
February 8, 1988 - March 16, 1989
CITIGROUP GLOBAL MARKETS INC.
July 16, 1987 - February 19, 1988
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
July 25, 1985 - August 8, 1987
E. F. HUTTON & COMPANY INC
May 22, 1984 - January 24, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2022)
(9/28/2015)
(10/2/2023)
(2/7/2024)
(11/3/2015)
(10/1/2015)
(9/25/2015)
(10/2/2015)
(1/6/2016)
(8/11/2017)
(2/7/2024)
(3/7/2024)
(5/30/2025)
(9/30/2015)
(6/12/2019)
(10/25/2017)
(2/7/2024)
(10/1/2018)
(6/8/2017)
(2/10/2017)
(5/16/2016)
(11/19/2015)
(10/2/2023)
(9/28/2015)
(1/30/2025)
(6/4/2019)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035Orlando, FL 32810TRUST BUT VERIFY
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