William J. Porter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Porter, who also goes by William Joseph Porter III, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1984. William had worked at 8 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2012 - February 15, 2013
QUEST CAPITAL STRATEGIES, INC.
September 16, 2009 - August 10, 2010
C.K. COOPER & COMPANY, INC.
July 17, 2006 - September 8, 2008
FINANCE 500, INC.
June 27, 2002 - July 16, 2004
ROTH CAPITAL PARTNERS, LLC
October 5, 1998 - May 3, 2001
THE SEIDLER COMPANIES INCORPORATED
July 21, 1994 - October 13, 1998
ROTH CAPITAL PARTNERS, LLC
February 7, 1992 - June 7, 1994
L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC
July 23, 1990 - October 16, 1991
ROTH CAPITAL PARTNERS, LLC
November 7, 1984 - March 13, 1990
KIDDER, PEABODY & CO. INCORPORATED
May 24, 1984 - October 30, 1984
WEDBUSH SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/30/2000
Limited Representative-Equity Trader ExamCurrent Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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