Lyman H. Jackson

FINANCIAL PLANNING SOLUTIONS

Newton, MA 02466

Some features on this profile are disabled

CRD#: 1263219

Professional summary

Lyman Hood Jackson, AIF®, CFP®, who also goes by Lyman H Jackson, is a registered financial advisor currently at FINANCIAL PLANNING SOLUTIONS, LLC located in Newton, Massachusetts.

Lyman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Lyman has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Education Planning

Comprehensive Financial Planni...

Socially Responsible Investing

Retirement Planning

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

Lyman H Jackson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LYMAN HOOD JACKSON; JACKSON PROPERTIES; NON-INVESTMENT RELATED; 7 BAY STATE RD NATICK MA 01760; OWNER; STARTED 06/01/2000; 2 HRS/MTH; 0.5 HRS/MTH DURING ST HOURS; LANDLORD - RENTAL PROPERTY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lyman Hood Jackson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

September 3, 2013 - Present

FINANCIAL PLANNING SOLUTIONS, LLC

Office #1: 134 Rumford Ave Suite 203, Newton, MA 02466

RIA

CRD#: 168211

Newton, MA

Past

January 7, 2008 - August 29, 2013

OSAIC WEALTH, INC.

CRD#: 23131

NEWTON, MA

Past

January 30, 2006 - September 3, 2013

JACKSON FINANCIAL ADVISORS, INC.

RIA

CRD#: 138762

NEWTON, MA

Past

October 12, 2004 - January 2, 2008

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

NEWTON, MA

Past

February 12, 2004 - January 2, 2008

FSC SECURITIES CORPORATION

CRD#: 7461

NEWTON, MA

Past

April 21, 2003 - June 19, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

October 2, 2000 - December 20, 2002

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

January 30, 1997 - September 15, 2000

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Past

October 21, 1992 - January 22, 1997

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

Past

December 7, 1988 - February 13, 1991

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

June 4, 1984 - December 13, 1988

FIDELITY DISTRIBUTORS CORPORATION

CRD#: 6848

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL PLANNING SOLUTIONS, LLC

CRD#: 168211 / SEC#: 801-113221

RIA

Registered Investment Advisory firm - (5/14/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (5/15/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(9/3/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/19/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/20/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/8/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/28/2000

Investment Company Products/Variable Contracts Principal Examination

Current Firm

FINANCIAL PLANNING SOLUTIONS, LLC

CRD#: 168211 / SEC#: 801-113221

RIA

Registered Investment Advisory firm - (5/14/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (5/15/2018 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

134 Rumford Ave Suite 203, Auburndale, MA 02466

Mailing Address

Phone number

(617) 630-4978

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FPS DISCLOSURE BROCHURE AND SUPPLEMENTS (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,136
AUM (Assets Under Management)	$ 312,410,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lyman H. Jackson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lyman Hood Jackson's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

JACKSON FINANCIAL ADVISORS, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

EDWARD JONES

BOFA DISTRIBUTORS, INC.

DEAM INVESTOR SERVICES, INC.

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY DISTRIBUTORS CORPORATION

Primary Firm SEC Registration

FINANCIAL PLANNING SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/2004

Series 63

Date: 6/19/1984

Series 7

Date: 4/20/1985

Series 6

Date: 5/8/1984

Series 26

Date: 11/28/2000

Current Firm

FINANCIAL PLANNING SOLUTIONS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL PLANNING SOLUTIONS, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors