Mitchell B. Pinheiro

LEGACY INVESTMENT ADVISORS

VOORHEES, NJ 08043

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CRD#: 1262698

Professional summary

Mitchell Brad Pinheiro, CFA is a registered financial advisor currently at LEGACY INVESTMENT ADVISORS, LLC located in Voorhees, New Jersey and STURDIVANT & CO. INC located in Voorhees, New Jersey.

Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Mitchell has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 16, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Brad Pinheiro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

January 28, 2021 - Present

LEGACY INVESTMENT ADVISORS, LLC

Office #1: 603 Sheppard Road, Voorhees, NJ 08043

RIA

CRD#: 144477

VOORHEES, NJ

Current

April 27, 2019 - Present

STURDIVANT & CO. INC

Office #1: 603 Sheppard Road, Voorhees, NJ 08043

CRD#: 24583

VOORHEES, NJ

Past

May 1, 2019 - December 31, 2020

LEGACY INVESTMENT ADVISORS, LLC

RIA

CRD#: 144477

MT. LAUREL, NJ

Past

May 24, 2017 - June 29, 2018

COSTELLO ASSET MANAGEMENT, INC.

RIA

CRD#: 123249

FEASTERVILLE, PA

Past

October 7, 2015 - May 16, 2017

B. RILEY WEALTH MANAGEMENT

RIA

CRD#: 2543

West Chester, PA

Past

October 6, 2015 - May 16, 2017

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

MEMPHIS, TN

Past

May 6, 2013 - October 28, 2015

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

RIA

CRD#: 108258

PALM BEACH GARDENS, FL

Past

May 3, 2013 - October 28, 2015

IMPERIAL CAPITAL, LLC

CRD#: 43744

NEW YORK, NY

Past

June 20, 1984 - December 13, 2012

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(4/27/2019)

IAR

New Jersey
(1/28/2021)

Pennsylvania
(4/27/2019)

IAR

Pennsylvania
(2/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/16/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 3/16/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 16

Date: 10/10/2001

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/20/2004

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

Current Firm

LEGACY INVESTMENT ADVISORS, LLC

CRD#: 144477 / SEC#:

Delaware

Registered Investment Advisory firm - (6/8/2023 Approved)

New Jersey

Registered Investment Advisory firm - (1/25/2021 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/25/2021 Approved)

Texas

Registered Investment Advisory firm - (9/8/2023 Conditional Restricted)

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Contact information

Main Address

603 Sheppard Road, Voorhees, NJ 08043

Mailing Address

Phone number

(856) 751-7909

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	79
AUM (Assets Under Management)	$ 27,008,703

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mitchell B. Pinheiro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Brad Pinheiro's CRS (Customer Relationship Summary).

Certified licenses

Experience

STURDIVANT & CO. INC

LEGACY INVESTMENT ADVISORS, LLC

COSTELLO ASSET MANAGEMENT, INC.

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH MANAGEMENT

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

IMPERIAL CAPITAL, LLC

JANNEY MONTGOMERY SCOTT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/2013

Series 63

Date: 7/16/1984

SIE

Date: 5/16/2017

Series 87

Date: 3/16/2005

Series 16

Date: 10/10/2001

Series 7

Date: 6/16/1984

Series 24

Date: 12/20/2004

FINRA

Investors' Exchange LLC

Current Firm

LEGACY INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEGACY INVESTMENT ADVISORS, LLC

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