Edward G. Lambertus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward George Lambertus was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1984. Edward had worked at 17 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2002 - March 25, 2004
WOODSTOCK FINANCIAL GROUP, INC.
April 9, 1999 - September 29, 2000
WOODSTOCK FINANCIAL GROUP, INC.
October 17, 1997 - March 25, 1999
CREATIVE CAPITAL MANAGEMENT CORPORATION
November 8, 1996 - January 17, 1997
BOLTON GLOBAL CAPITAL
February 6, 1996 - November 13, 1996
SECURITIES SERVICE NETWORK, LLC
October 10, 1994 - April 4, 1996
JWGENESIS SECURITIES, INC.
September 16, 1994 - October 27, 1994
D. BLECH & COMPANY, INCORPORATED
June 6, 1994 - August 8, 1994
THE STAMFORD COMPANY, INC.
December 6, 1989 - June 10, 1994
JOSEPHTHAL & CO., INC.
January 24, 1989 - December 21, 1989
J F LOWE & COMPANY INCORPORATED
May 23, 1988 - January 26, 1989
ALLIED CAPITAL GROUP, INC.
March 25, 1988 - May 26, 1988
FITZGERALD, TALMAN, INC.
October 30, 1987 - November 23, 1987
BERKELEY SECURITIES CORPORATION
May 11, 1987 - October 28, 1987
BRADSTREET CAPITAL, INC.
January 1, 1986 - May 13, 1987
CROMWELL, KNIGHT & CO., INC.
April 4, 1985 - September 30, 1985
R.H. STEWART & CO., INC.
October 11, 1984 - April 18, 1985
GRAYSTONE NASH, INC.
April 25, 1984 - October 1, 1984
GREENTREE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOODSTOCK FINANCIAL GROUP, INC.
CRD#: 38095 / SEC#: 801-65881, 8-48080
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOODSTOCK HOLDINGS INC | HOLDING COMPANY | |
| BRANCA, ANTHONY DOUGLAS | CHIEF COMPLIANCE OFFICER OF BD | 1178639 |
| BRANCA, ANTHONY DOUGLAS | CHIEF OPERATING OFFICER | 1178639 |
| RAIKE, WILLIAM JASPER III | CHIEF COMPLIANCE OFFICER - RIA | 1502298 |
| RAIKE, WILLIAM JASPER III | PRESIDENT / CEO | 1502298 |
| RAIKE, WILLIAM JASPER III | ROSFP | 1502298 |
| WHITLEY, MELISSA LYNN | CHIEF FINANCIAL OFFICER / FINOP | 2615710 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
