Cathryn A. Connell
Professional summary
Cathryn Ann Connell, who also goes by Cathryn Ann Gallery, is a registered financial professional currently at MBS CAPITAL MARKETS, LLC located in Tampa, Florida.
Cathryn is registered as a RR (Registered Representative) and started their career in finance in 1986. Cathryn has worked at 9 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cathryn Ann Connell's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2022 - Present
MBS CAPITAL MARKETS, LLC
Office #1: 1902 S. Macdill Avenue, Tampa, FL 33629January 3, 2008 - June 10, 2022
B. C. ZIEGLER AND COMPANY
January 6, 2006 - January 2, 2008
CABRERA CAPITAL MARKETS, LLC
February 27, 2004 - January 6, 2006
RBC CAPITAL MARKETS, LLC
November 24, 1992 - December 31, 2002
WILLIAM R. HOUGH & CO.
November 15, 1991 - February 27, 2004
WILLIAM R. HOUGH & CO.
April 4, 1990 - February 6, 1991
USF&G INVESTMENT SERVICES, INC.
May 2, 1989 - April 16, 1990
F & G SECURITIES, INC.
March 2, 1987 - May 16, 1989
MCCLEES INVESTMENTS, INC.
February 19, 1986 - March 6, 1987
SECURITIES RESOLUTION CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
MBS CAPITAL MARKETS, LLC
CRD#: 155065 / SEC#: , 8-68690
Contact information
FINRA licenses (21 States and Territories)
Red Flags
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Company Information
MBS CAPITAL MARKETS, LLC
CRD#: 155065Tampa, FL 33629TRUST BUT VERIFY
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