John T. Benesch
Professional summary
John Thomas Benesch, who also goes by John Thomas Benesch, is a registered financial professional currently at GUGGENHEIM INVESTOR SERVICES, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1985. John has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 10, Series 9, Series 24, Series 14, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Thomas Benesch's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2023 - Present
GUGGENHEIM INVESTOR SERVICES, LLC
Office #1: 330 Madison Avenue, New York, NY 10017January 22, 2018 - November 22, 2022
UBS SECURITIES LLC
August 4, 2004 - January 30, 2018
HSBC SECURITIES (USA) INC.
April 5, 1996 - August 13, 2004
CITIGROUP GLOBAL MARKETS INC.
September 26, 1994 - January 29, 1996
LADENBURG THALMANN & CO. INC.
May 29, 1991 - August 19, 1994
D. BLECH & COMPANY, INCORPORATED
May 6, 1987 - May 16, 1991
SAFIAN INVESTMENT RESEARCH, INC.
April 23, 1985 - April 6, 1987
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/26/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 5/28/1987
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
GUGGENHEIM INVESTOR SERVICES, LLC
CRD#: 30096 / SEC#: , 8-44742
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
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