Monte A. Merken
Professional summary
Monte Averell Merken is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Monte is registered as a RR (Registered Representative) and started their career in finance in 1984. Monte has worked at 6 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Monte Averell Merken's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 1, 1997 - April 1, 2021
OSAIC FS, INC.
September 29, 1997 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
April 13, 1993 - August 27, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
August 30, 1991 - March 12, 1993
MML INVESTORS SERVICES, LLC
August 3, 1984 - July 24, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
(4/21/2021)
(4/5/2021)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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