James R. Lanigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Richard Lanigan JR, who also goes by James Richard Lanigan, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1984. James had worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 52, Series 24, Series 27 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 1984 - May 5, 2016
FIRST BANKERS' BANC SECURITIES, INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST BANKERS' BANC SECURITIES, INC
CRD#: 15041 / SEC#: , 8-31584
Contact information
FINRA licenses (45 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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