MV
Mark P. Vaclavicek
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Florence, MA 01062
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CRD#: 1261541
MV
Professional summary
Mark Philip Vaclavicek is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Florence, Massachusetts and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Florence, Massachusetts.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Mark has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HAMPSHIRE/FRANKLIN COUNTY AGRICULTURAL SOCIETY, 41 FAIR STREET NORTHAMPTON MA, BOARD MEMBER, NON-PROFIT, 12/2017, 3 HR/MO 0 HR/MO TRADING 2) HAMPSHIRE FRANKLIN & HAMPDEN AGRICULTURAL SOCIETY, 54 FAIR ST NORTHAMPTON MA, 01/2019, ASST TREASURER, NON-PROFIT, NIR, 6/MO 0/TRADING 3) RENTAL PROPERTY OWNER, 9 DONNA MARIE WAY SOUTHAMPTON MA, 10/2017, NIR, 2/WK 0/TRADING 4) FLORENCE BUSINESS AND CIVIC ASSOCIATION, PO BOX 6020 FLORENCE MA, 03/2018, BOARD MEMBER, CIVIC, NIR, 16 HR/MO 0 HR/MO TRADING 5) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA, INV REL, 20/WK 20/TRADING, 08/2018 6) STREETLIGHT FINANCIAL REAL ESTATE LLC, 8 MAIN STREET FLORENCE MA, PARTNER 50% LANDLORD BUILDING RENTAL, NIR, 1/MO O/TRADING 7) STREETLIGHT ON-DEMAND, 8 MAIN STREET FLORENCE MA, ADV REP OF A REG INV ADV, 10/2020, INV REL, PARTNER, 5/WK 4/TRADING 8) STREETLIGHT FINANCIAL FOUNDATION, 8 MAIN STREET FLORENCE MA, NON-PROFIT FOR COMMUNITY EFFORT "FOUNDATION" 03/2021, NIR, VICE PRESIDENT, 03/2021, NIR, 3 HR/WK 0/TRADING HR 9) STREETLIGHT FINANCIAL, LLC, 8 MAIN STREET FLORENCE MA 01062, 07/1983, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 40 HR/MO 0 HR/MO TRADING 10) MARK P.VACLAVICEK, 25-27 Claremont Avenue, Holyoke MA 01040, 04/2023, Owner, Real Estate, NIR, 5 HR/MO - 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Philip Vaclavicek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 8 Main St., Florence, MA 01062RIA
CRD#: 134139
Florence, MA
Current
August 6, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 8 Main St., Florence, MA 01062BD
CRD#: 39543
Florence, MA
Past
March 25, 2017 - August 8, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
FLORENCE, MA
Past
March 25, 2017 - August 8, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
FLORENCE, MA
Past
November 14, 2016 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
FLORENCE, MA
Past
January 2, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
FLORENCE, MA
Past
August 17, 2005 - January 2, 2015
NEW ENGLAND SECURITIES
BD
CRD#: 615
FLORENCE, MA
Past
February 14, 1990 - December 14, 2004
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
November 24, 1989 - December 11, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
November 19, 1989 - February 28, 1990
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
May 4, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
June 5, 1984 - February 4, 1987
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/12/2018)
RR
California(8/6/2018)
RR
Connecticut(8/6/2018)
RR
Florida(8/7/2018)
RR
Maine(8/6/2018)
RR
Maryland(8/6/2018)
RR
Massachusetts(8/6/2018)
IAR
Massachusetts(8/16/2018)
RR
New Hampshire(8/6/2018)
RR
New Jersey(8/6/2018)
RR
New Mexico(8/6/2018)
RR
New York(9/24/2024)
RR
North Carolina(8/6/2018)
RR
Pennsylvania(8/6/2018)
RR
Rhode Island(8/6/2018)
RR
South Carolina(8/6/2018)
RR
Texas(1/17/2019)
IAR
Texas(1/17/2019)
RR
Vermont(8/6/2018)
RR
Washington(8/8/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
