Fate K. Spurlock

AMERITAS ADVISORY SERVICES

Topeka, KS 66614

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CRD#: 1261522

Professional summary

Fate Kellum Spurlock is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Topeka, Kansas and AMERITAS INVESTMENT COMPANY, LLC located in Topeka, Kansas.

Fate is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Fate has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Spurlock Financial Services, Inc.; same as branch; inv rel; sales & service of fixed insurance products; President; start date=10/1980; hrs/mo=30; trading hrs/mo=20; sales & service of insurance products * Envision Wealth Network; same as branch; inv rel; sales and service of insurance related products; Agent; start date=03/2024; hrs/mo=5; trading hrs/mo=5; sales and service of financial products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fate Kellum Spurlock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2021 - Present

AMERITAS ADVISORY SERVICES, LLC

Office #1: 5883 Sw 29th St, Topeka, KS 66614

RIA

CRD#: 317245

Topeka, KS

Current

July 20, 2016 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 5883 Sw 29th St, Topeka, KS 66614

CRD#: 14869

Topeka, KS

Past

July 21, 2016 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

Topeka, KS

Past

June 9, 2014 - July 12, 2016

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Topeka, KS

Past

May 15, 2014 - July 12, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

Topeka, KS

Past

May 20, 2010 - April 14, 2014

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

TOPEKA, KS

Past

October 4, 2006 - April 14, 2014

NYLIFE SECURITIES LLC

CRD#: 5167

TOPEKA, KS

Past

April 24, 2002 - September 26, 2006

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

TOPEKA, KS

Past

March 27, 1997 - April 30, 2002

CORNERSTONE INVESTMENTS, L.L.C.

CRD#: 38042

TOPEKA, KS

Past

November 22, 1988 - March 28, 1997

CARILLON INVESTMENTS, INC.

CRD#: 14646

CINCINNATI, OH

Past

May 21, 1984 - February 4, 1989

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/20/2016)

Colorado
(7/3/2018)

Florida
(7/20/2016)

Indiana
(6/17/2020)

Kansas
(7/20/2016)

IAR

Kansas
(11/1/2021)

Maryland
(7/20/2016)

Missouri
(7/20/2016)

Nebraska
(7/20/2016)

Texas
(7/20/2016)

IAR

Texas
(11/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/4/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/3/1984

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Fate K. Spurlock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fate Kellum Spurlock's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

1717 CAPITAL MANAGEMENT COMPANY

CORNERSTONE INVESTMENTS, L.L.C.

CARILLON INVESTMENTS, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/2010

Series 63

Date: 5/4/1984

SIE

Date: 10/1/2018

Series 6

Date: 5/3/1984

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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