Jerome M. Magri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Morrison Magri, who also goes by Jerome M Magri, Jerry Magri, was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1984. Jerome had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2011 - December 31, 2014
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 5, 2011 - December 31, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 14, 1992 - October 5, 2011
INVESTORS SECURITY COMPANY, INC.
April 11, 1990 - December 19, 1990
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
August 18, 1988 - November 21, 1989
LEGG MASON WOOD WALKER, INCORPORATED
March 11, 1988 - August 25, 1988
HERITAGE FINANCIAL INVESTMENTS CORPORATION
January 7, 1987 - March 8, 1988
HALPERT AND COMPANY, INC.
September 13, 1985 - February 10, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
June 21, 1984 - September 16, 1985
CADARET, GRANT & CO., INC.
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
